FINRA Broker-Dealer Registration In Progress

The Bronze Titan

A capital investment firm in formation β€” pursuing FINRA broker-dealer registration to manage real estate assets, development capital, and investment advisory services across South Florida and beyond.

Status: Pre-registration  Β·  Target Launch: 2027  Β·  Structure: FINRA Broker-Dealer

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THE BRONZE TITAN
Capital Β· Development Β· Management
IN FORMATION

βš–οΈ Important Notice: The Bronze Titan is not yet a registered broker-dealer, investment adviser, or securities firm. No securities are being offered or sold. This page is for informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation of any investment product or service. Registration is pending regulatory approval.

The Platform

What We Are Building

The Bronze Titan is designed to operate as a FINRA-registered broker-dealer and capital investment firm β€” combining real estate expertise with institutional capital markets discipline.

01

Real Estate Asset Management

Acquiring, managing, and optimizing commercial and residential real estate assets across South Florida. Multifamily, industrial, mixed-use, and development land portfolios β€” managed with institutional-grade reporting and governance.

02

Development Capital

Providing structured capital solutions for ground-up development and value-add projects β€” from land acquisition through construction completion. Aligning sponsor, operator, and investor interests around disciplined execution.

03

Broker-Dealer Capital Markets

Upon receiving FINRA registration, The Bronze Titan will operate as a licensed broker-dealer β€” enabling capital formation, private placement structuring, and securities distribution to qualified investors in real estate-backed offerings.

04

Investment Advisory & Reporting

Providing investors with rigorous, transparent reporting β€” NAV statements, property performance updates, capital account summaries, and market analysis. Built on the same institutional standards GUILLEN applies to every deal.

Regulatory Pathway

The FINRA Broker-Dealer Path

We are pursuing the most rigorous regulatory standard available β€” a FINRA-registered broker-dealer. Here is what that means and why it matters to future investors.

1

Form BD Filing

Submission of the Uniform Application for Broker-Dealer Registration with the SEC and FINRA β€” establishing the firm's legal structure, ownership, and planned business lines.

In Preparation
2

FINRA Membership Application

Membership Interview and review of Written Supervisory Procedures, Anti-Money Laundering program, and compliance infrastructure before FINRA grants membership.

Upcoming
3

Principal Licensing

All required principals must hold FINRA Series licenses β€” including Series 7, Series 63, and Series 24 (General Securities Principal). Team members are preparing for examinations.

In Progress
4

Compliance Infrastructure

Implementation of Written Supervisory Procedures (WSP), AML/KYC program, recordkeeping systems, and Chief Compliance Officer appointment β€” as required by FINRA Rule 3110.

Upcoming
5

State Registration

Registration in Florida and any additional states where securities will be offered, pursuant to applicable Blue Sky laws and coordinated through the FINRA/NASAA process.

Upcoming
6

Platform Launch

Upon receipt of all required approvals and licenses, The Bronze Titan will begin capital formation activities and investor onboarding under full FINRA and SEC oversight.

Target: 2027
Philosophy

How We Will Operate

I

Selectivity Over Volume

Disciplined investing starts with saying no. We will target only assets with a clear thesis, defensible underwriting, and identifiable value creation path.

II

Operator Mindset

We underwrite every deal as if we own it forever. Cap rate compression is a bonus β€” not a thesis. Cash flow, basis, and execution are the fundamentals.

III

Investor Alignment

Carry structures, co-investment, and fee transparency are designed to align our interests directly with those of our investors. We eat our own cooking.

IV

Compliance First

Regulatory compliance is not a box to check β€” it is the foundation of investor trust. Every operation will be built around FINRA standards from day one.

Investor Interest List

Register Your Interest

The Bronze Titan is not yet accepting capital commitments. Register below to receive updates on our regulatory progress, platform development, and future offering announcements when available.

Submitting this form does not create an investor relationship, contractual obligation, or commitment of any kind. The Bronze Titan will contact registrants when the platform is ready to accept qualified investors, subject to all applicable regulatory requirements. All communications will comply with applicable federal and state securities laws.

Important Legal Disclosures

No Securities Offering. This page does not constitute an offer to sell or a solicitation of an offer to buy any security. No securities are being offered at this time. Any future securities offerings will be made only pursuant to a registration statement filed with the SEC or an applicable exemption from registration, and only to investors who meet applicable suitability requirements.

Not Investment Advice. Nothing on this page constitutes investment, legal, tax, or financial advice. The Bronze Titan is not a registered investment adviser. Consult your own legal, tax, and financial advisors before making any investment decision.

Forward-Looking Statements. Statements regarding future plans, regulatory filings, and business objectives are forward-looking and subject to significant risks and uncertainties, including the receipt of required regulatory approvals. There is no guarantee that FINRA broker-dealer registration will be obtained or that the described business lines will be operational as described.

Regulatory Status. The Bronze Titan is currently in the formation stage and is not registered with FINRA, the SEC, or any state securities regulator as a broker-dealer, investment adviser, or securities firm. GUILLEN A Real Estate Company holds Florida real estate broker license BK3288184 and operates as a licensed real estate brokerage β€” a separate and distinct activity from any future securities business.